Robert Joseph Fairbrook

Employer firm

Ernst & Young Investment Advisers LLP CRD 110921

30 advisory clients

Reported services (Item 5G)

Financial planning
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2014-05-07

WA RA
APPROVED

Since 2014-05-07

Branch Locations

999 3Rd Avenue, Seattle, WA 98104 • United States

Wise Planning, Inc.

Seattle, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2007-01-09

WA RA
APPROVED

Since 2007-01-09

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wise Planning, Inc.	Winnetka	IL	01/2007	Present
Ernst & Young Investment Advisers Llp	Seattle	WA	01/2009	Present

01/2007 → Present

Wise Planning, Inc.

Winnetka, IL
01/2009 → Present

Ernst & Young Investment Advisers Llp

Seattle, WA

Previous Registrations

1998-03-09 → 2006-12-31

Retirement Benefit Specialists, Inc.

Bellevue, WA

Other Businesses

1) WISE PLANNING, INC., INVESTMENT ADVISOR REP, FINANCIAL PLANNING, STARTED 1/2007, 40 HRS/MO., PROVIDE FINANCIAL PLANNING TO MY CLIENTS. 2) ERNST & YOUNG, WORKSHOP PRESENTER, START 1/2009, 40 HRS/MO., PROVIDE EDUCATIONAL SEMINARS TO EMPLOYEES OF ERNST & YOUNG'S CORPORATE CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-05
S63	Uniform Securities Agent State Law Examination	1986-06-03

S65 Uniform Investment Adviser Law Examination

1993-04-05
S63 Uniform Securities Agent State Law Examination

1986-06-03

Other Names

Bob Fairbrook

View on SEC IAPD