Richard Harold Porco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY
• 07/2015 → Present
  Bank Of America, N.A.
  Mount Kisco, NY

Previous Registrations

• 2009-06-01 → 2015-05-26
  Morgan Stanley
  Westport, CT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Westport, CT
  Ridgefield, CT
• 1999-05-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Danbury, CT

Other Businesses

I*2041260, Entity Type Fiduciary, Name of OBA: BP Address: Boynton Beach, Florida, 33437 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 11-Oct-2024 No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-05
• S63 Uniform Securities Agent State Law Examination
  1984-05-25

Other Names

• Richard H Porco