Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-01
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2016-09-01
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

13818 S West Bay Shore Drive, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Mi University Kalamazoo MI 09/1983 Present
Raymond James & Associates, Inc. St. Petersburg FL 09/1999 Present
Other Businesses

(1)Name of Business: pasche holdings LLC Address: 685 s stony pt , suttons bay, MI, 49682, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/1989 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manage rental real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-21
S63 Uniform Securities Agent State Law Examination 1984-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-03-21
  • S63 Uniform Securities Agent State Law Examination
    1984-01-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Traverse City, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor