Ivan Richard Gefen

Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Newbridge Securities Corporation
  Boca Raton, FL

Previous Registrations

• 2013-02-19 → 2016-03-23
  Morgan Stanley
  Boca Raton, FL
• 2010-03-26 → 2013-01-28
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL

Other Businesses

1) JEWISH FAMILY SERVICE SENIOR CARE LLC: SOUTH PALM BEACH JEWISH FEDERATION CAMPUS, NON-PROFIT ORGANIZATION, SUBSIDARY OF THE SOUTH PALM BEACH JFS, 100% OWNED BY THE AGENCY, BOARD MEMBER, 4/2021, REVIEW FINANCIALS ND ADVISE SENIOR STAFF, NOT INVESTMENT RELATED, TIME SPENT OF THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 0%. 2) JEWISH FAMILY SERVICE AT HOME LLC: SOUTH PALM BEACH JEWISH FEDERATION CAMPUS, NON-PROFIT ORGANIZATION, SUBSIDARY OF THE SOUTH PALM BEACH JFS, 100% OWNED BY THE AGENCY, BOARD MEMBER, 4/2021, REVIEW FINANCIALS ND ADVISE SENIOR STAFF, NOT INVESTMENT RELATED, TIME SPENT OF THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 0%. 3) JEWISH FAMILY SERVICE AT HOME INC.: SOUTH PALM BEACH JEWISH FEDERATION CAMPUS, NON-PROFIT ORGANIZATION, SUBSIDARY OF THE SOUTH PALM BEACH JFS, 100% OWNED BY THE AGENCY, BOARD MEMBER, 4/2021, REVIEW FINANCIALS ND ADVISE SENIOR STAFF, NOT INVESTMENT RELATED, TIME SPENT OF THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 0%. 4) DST (DEFERRED SALES TRUST) JAN 2017/AFFILIATE, ESTATE PLANNING TEAM REPRESENT AND MARKET FOR DEFERRED SALES TRUST. EXPLANING THE STRATEGY AS POTENTIALLY SUITABLE FOR CERTAIN CLIENTS IN CERTAIN CIRCUMSTANCES. 5) GEFEN ASSET MANAGEMENT (DBA): BOCA RATON,FLORIDA, 6/2017, INSURANCE, FIXED INSURANCE, SECURITIES AND INVESTMENT ADVISORY SERVICES ARE PROVIDED. 6) FIXED INSURANCE SALES: INSURANCE AGENT/SALES OF FIXED INSURANCE PRODUCTS, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-19
• S63 Uniform Securities Agent State Law Examination
  1984-09-21