Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
7010 E Chauncey Ln Ste 200, Phoenix, AZ 85054 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Phoenix | AZ | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Phoenix | AZ | 05/1997 | Present |
Real Estate Ownership; Commercial; 7010 E. Chauncey Lane Suite 200, , Phoenix, AZ, 85054; Not Investment-Related; 11/01/2008. Independent Insurance Brokering; Prudential; 07/01/2008; . Business Ownership; Hanson Personal Services; Payroll processing; Payroll processing through ADP; 33207 N. 142nd Way, , Scottsdale, AZ, 85262; Not Investment-Related; 08/01/2020; 1 to 9 hours per month; 0 during trading hours / Finding Your Financial Identity; Member; Publishing book to be followed by podcast.; 33207 N. 142nd Way, , Scottsdale, AZ, 85262; Not Investment-Related; 05/19/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Maricopa County Bar Association; Member; 7010 E Chauncey Lane, Suite 200, Phoenix, AZ, 85054; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Planned Giving; Committee member for planned giving; 1201 N Glavin Parkway, , Phoenix, AZ, 85008; Not Investment-Related; 09/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-08 |
Reach out to this advisor