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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-10
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-01-10
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Miami, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1) Mora Investment Management, Inc; Investment related: No; Miami Beach, FL; INC to manage family assets; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2009; During business hours: 0; After business hours: 0; Record keeping, Misc. tasks. The purpose of this entity is for my mother and brothers to maintain group health insurance. The company needed to have a minimum of 4 employees to be able to purchase a group policy. This is the sole purpose of this entity and it does not conduct any other business. 2) Morsevi Rentals LLC; Investment related; Miami, FL; Rental property; Owner; 10/2016; During business hours: 0; After business hours: 3 *699894 - MEMM 1 LLC; Investment related - Yes; Coral Gables, Florida; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 10; Property Management:Administrative:Accounting/Bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-23
  • S66 Uniform Combined State Law Examination
    2009-02-23
Other Names
  • Modesto M Mora
  • Modesto M Mora Ii

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