Best Investors Account Sign in

Diane Mcinerney White

Rbc Capital Markets, LLC

Cheyenne, WY

Cheyenne, WY

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-07-06
TX RA APPROVED_RES 2010-02-19
  • WY RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED_RES
    Since 2010-02-19

Branch Locations

200 West 17Th Street Suite 100, Cheyenne, WY 82001-4595 • United States

Cheyenne, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Cheyenne WY 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-22
S63 Uniform Securities Agent State Law Examination 1984-02-02
  • S65 Uniform Investment Adviser Law Examination
    1996-04-22
  • S63 Uniform Securities Agent State Law Examination
    1984-02-02
Other Names
  • Diane M White
  • Diane White
  • Diane Dreher Mcinerney

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
FIRST COMMAND ADVISORY SERVICES
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
EAGLE STRATEGIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

Brian Douglas Eilers
JESS WHALEN JENSEN-RYAN
CHERIE LYNN PRZYMUS
KYLE RUSSELL LINTON
Thomas J Gagnon
James Robert Hoefs
Tanr Tempel
Ryan Sanchez Montgomery

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CHEYENNE, WY
LPL FINANCIAL LLC · CHEYENNE, WY
FIRST COMMAND ADVISORY SERVICES · Cheyenne, WY
EDWARD JONES · CHEYENNE, WY
CETERA INVESTMENT ADVISERS LLC · CHEYENNE, WY
LPL FINANCIAL LLC · CHEYENNE, WY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cheyenne, WY
LPL FINANCIAL LLC · CHEYENNE, WY

More in Cheyenne, WY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor