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Diane Mcinerney White

Rbc Capital Markets, LLC

Cheyenne, WY

Cheyenne, WY

CRD 1228536

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-07-06
TX RA APPROVED_RES 2010-02-19
  • WY RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED_RES
    Since 2010-02-19

Branch Locations

200 West 17Th Street Suite 100, Cheyenne, WY 82001-4595 • United States

Cheyenne, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Cheyenne WY 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-22
S63 Uniform Securities Agent State Law Examination 1984-02-02
  • S65 Uniform Investment Adviser Law Examination
    1996-04-22
  • S63 Uniform Securities Agent State Law Examination
    1984-02-02
Other Names
  • Diane M White
  • Diane White
  • Diane Dreher Mcinerney

View on SEC IAPD

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