William Eugene Hamm

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → Present
  Ifp Advisors, Inc.
  Tampa, FL
• 09/2009 → Present
  Lpl Financial Llc
  Tampa, FL
• 06/2000 → Present
  Independent Financial Partners
  Tampa, FL
• 06/2018 → Present
  Ifp Securities, Llc
  Tampa, FL

Previous Registrations

• 2009-09-09 → 2018-09-25
  Lpl Financial Llc
  Largo, MD
  Tampa, FL
  Phoenix, AZ
• 1996-06-06 → 2005-12-31
  Independent Financial Partners
  Tampa, FL

Other Businesses

1. 12/23/2009:NON-VARIABLE INSURANCE - IFP ADVISORS, INC. - PRESIDENT - LIFE INSURANCE SALES AND SERVICE, FINANCIAL PLANNING, EXECUTIVE BENEFITS PLANNING - SALE AND SERVICE OF LIFE INSURANCE PRODUCTS. - 10% OF TIME SPENT - TAMPA, FL. 2. 12/20/2010:REGISTERED INVESTMENT ADVISOR - INDEPENDENT FINANCIAL PARTNERS - ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, OR OTHER RELATED FINANCIAL CONSULTING. - 40% OF TIME SPENT - TAMPA, FL. 3. 8/16/2012:NON-VARIABLE INSURANCE - IFP INSURANCE GROUP, INC. - IFP INSURANCE GROUP, INC. IS AN INSURANCE AGENCY THAT IS PARTNERING WITH AGENCYONE AND LPL INSURANCE ASSOCIATES TO DELIVER INSURANCE PRODUCTS TO OUR OSJ COMPLEX. - TIME SPENT15% - TAMPA, FL 4. 2/28/2014:DBAforLPLBusiness(EntityForLPL business) - INDEPENDENT FINANCIAL PARTNERS - INV REL - TAMPA, FL 5. 9/25/2015:IFP Institutional Services Insurance Group - InsuranceAgency - INV REL--AtReportedBusinessLocation(s)--START7/1/15 - 5 HRS/MO DURING SECS TRDG HRS. 6. 11/3/2015:wkw enterprises, inc * BusinessEntityForTax/InvestmentPurposesOnly * inv rel * AtReportedBusinessLocation(s) * start10/1/2014 7. 3/28/2016: IFP Advisors, Inc.; RegisteredInvestmentAdvisorDBA; inv rel; AtReportedBusinessLocation(s); IAR- primary corporation-owner; Time Spent95%. 8. 7/6/2016:MarketPsych Insights - Other-Software program development - INV REL--Start5/1/2016 - 801 s. Grand Ave, Unit 1307, Los Angeles, Ca. 90017 - Partner - Investor and eventual distributor Risk profile software program - 0 Hr/Mo 9. 10/21/2016:IFP Sports and Entertainment LLC - BusinessEntityForTax/InvestmentPurposesOnly - INV REL - 3030 N. ROCKY POINT DR. W, SUITE 700, TAMPA, FL 33609--Start1/1/2012 - 0 Hr/Mo 10. 10/21/2016:IFP Technology - BusinessEntityForTax/InvestmentPurposesOnly - INV REL - 3030 N. ROCKY POINT DR. W, SUITE 700, TAMPA, FL 33609--Start1/1/2011 - 0 Hr/Mo 11. 2/5/2018:No Business Name - NotInvestmentRelated - Phoenix, AZ 85016 - RealEstateRental--Started1/30/2018 - 1HourPerMonthDuringSecuritiesTrading - Sublease Scottsdale space. 12. 5/25/2018:IFP Securities, Inc - InvestmentRelated--AtReportedBusinessLocation(s)--Other-Full service broker dealer--StartDate:5/15/2019 - 180 HoursPerMonthDuringSecuritiesTrading - Per agreement with LPL, IFP will be applying for registration as a full service broker dealer. Will replace LPL as BD.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-11
• S63 Uniform Securities Agent State Law Examination
  1984-08-10

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Bill Hamm
• William E Hamm