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Sandra T Frey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Exeter, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-09-17
NH RA APPROVED 2021-09-30
ME RA APPROVED 2020-12-08
FL RA APPROVED 2019-10-14
TX RA APPROVED_RES 2015-08-06
MD RA APPROVED 2014-01-17
  • DC RA
    APPROVED
    Since 2024-09-17
  • NH RA
    APPROVED
    Since 2021-09-30
  • ME RA
    APPROVED
    Since 2020-12-08
  • FL RA
    APPROVED
    Since 2019-10-14
  • TX RA
    APPROVED_RES
    Since 2015-08-06
  • MD RA
    APPROVED
    Since 2014-01-17

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Exeter, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Easton MD 01/2014 Present
Bank Of America, N.A. Easton MD 02/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-22
S63 Uniform Securities Agent State Law Examination 1985-02-27
  • S66 Uniform Combined State Law Examination
    2005-03-22
  • S63 Uniform Securities Agent State Law Examination
    1985-02-27
Other Names
  • Sandra Tottle Pritchett
  • Sandra Frey Pritchett
  • Sandra Frey
  • Sandra T Frey
  • Sandra Tottle Hale

View on SEC IAPD

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