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Current Employers
C Financial And Tax Associates

6373 Brockton Ave., Riverside, CA 92506 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-03-07
  • CA RA
    APPROVED
    Since 2014-03-07

Branch Locations

6373 Brockton Ave., Riverside, CA 92506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax & Insurance Services Incorporated Riverside CA 06/1989 Present
Innovation Partners Llc Charlotte NC 02/2016 Present
C Financial And Tax Associates - A Reigistered Riverside CA 03/2014 Present
  • 06/1989 → Present
    Tax & Insurance Services Incorporated
    Riverside, CA
  • 02/2016 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 03/2014 → Present
    C Financial And Tax Associates - A Reigistered
    Riverside, CA
Previous Registrations
  • 2013-05-17 → 2014-02-04
    Atlanta, GA
  • 2008-09-22 → 2013-05-10
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Riverside, CA
  • 2005-10-31 → 2008-10-03
    Osaic Services, Inc.
    Riverside, CA
  • 1997-12-16 → 2005-10-31
    Sentra Securities Corporation
    Riverside, CA
Other Businesses

INV OFFICE; TAX & INSURANCE SERVICES INCORPORATED; NO; 6373 BROCKTON AVE,RIVERSIDE,CA,92506; TAX PREP; OWNER/PREPARER; 06/89; 25HR/MO; 25HR/MO; REVIEW RETURNS, MEET W/CLIENTS, TAX ADVICE; INS SALES; TAX & INSURANCE SERVICES INCORPORATED; YES; 6373 BROCKTON AVE,RIVERSIDE,CA,92506; INS SALES; LIC AGT; 06/89; 100HR/MO; 100HR/MO; LIFE, VARIABLE, & ANNUITY SALES; INV ADV; AIGFA; YES; 6373 BROCKTON AVE,RIVERSIDE,CA,92506; INV ADV; CORP RIA; 06/89; 50HR/MO; 50HR/MO; INV ADV SVC, SALES & ADVICE; INNOVATION PARTNERS, INVESTMENT RELATED, CHARLOTTE, NC 28210, SALE OF REGISTERED PRODUCTS, REGISTERED REPRESENTATIVE, 40 HR/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-07
S63 Uniform Securities Agent State Law Examination 1987-04-20
  • S65 Uniform Investment Adviser Law Examination
    1998-03-07
  • S63 Uniform Securities Agent State Law Examination
    1987-04-20
Designations
Other Names
  • Cecilia Wynette Fairfax
  • Cecelin Wynette Fairfax

View on SEC IAPD

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