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Lynn Kelly Griffiths

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

New Hope, PA

Vero Beach, FL

Vero Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-27
PA RA APPROVED 2010-06-21
NJ RA APPROVED 2004-03-17
TX RA APPROVED_RES 1989-08-08
  • FL RA
    APPROVED
    Since 2020-01-27
  • PA RA
    APPROVED
    Since 2010-06-21
  • NJ RA
    APPROVED
    Since 2004-03-17
  • TX RA
    APPROVED_RES
    Since 1989-08-08

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

New Hope, PA • United States

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 11/1983 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newtown PA 11/1983 Present
Bank Of America,Na Yardley PA 08/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-29
S63 Uniform Securities Agent State Law Examination 1984-03-01
  • S65 Uniform Investment Adviser Law Examination
    1996-01-29
  • S63 Uniform Securities Agent State Law Examination
    1984-03-01
Other Names
  • Lynn Kelly Warren
  • Kelly Griffiths

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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