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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-08-01 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
Washington, DC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Washington | DC | 09/2014 | 07/2022 |
| City National Bank Llc | Washington | DC | 09/2016 | 07/2022 |
| Oppenheimer & Co, Inc. | Washington | DC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-02 |
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