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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-02-25 |
| IN | RA | APPROVED | 1998-12-16 |
Branch Locations
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
8888 Keystone Crossing 10Th Floor, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Indianapolis | IN | 10/1983 | Present |
1) Name of Business: YMCA of Greater Indianapolis./ Address: 6684 north shadeland ave.indianapolis indiana United States46226./ Investment Related: No./ Nature: health & fitness./ Role: Member of Board of directors./ Duty: Oversee operations of Indianapolis YMCAs./ Start Date: 1/1/2020./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-10 |
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