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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

250 S Australian Ave Ste 1601, West Palm Bch, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Princeton NJ 06/1982 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Northwestern Mutual Investment Services, Llc West Palm Beach FL 01/2017 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2017 Present
  • 06/1982 → 12/2016
    Northwestern Mutual Life
    Princeton, NJ
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2017 → Present
    West Palm Beach, FL
  • 01/2017 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, JUPITER SERVICES, INC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/22/2018, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+ ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 30% OWNER, BLICK FAMILY, LLC, 19 S MAIN ST FRONT BUILDING, YARDLEY, , PENNSYLVANIA, 19067, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/05/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING MEMBER. MANAGE THE ONE REAL ESTATE PROPERTY THAT THE LLC PLANS TO PURCHASE IN FEB/MARCH 2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 1989-10-05
  • S66 Uniform Combined State Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    1989-10-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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