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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-08 |
| ME | RA | APPROVED | 2013-06-20 |
Branch Locations
Two Portland Square, 7Th Floor, Portland, ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Portland | ME | 06/2013 | Present |
(1)Name of Business: Griswold Holdings LLC Address: 15 Streamwood Lane, Falmouth, ME, 04105, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/10/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (2)Name of Business: The Sugarbowl Address: 15 Streamwood Lane, Falmouth, ME, 04105, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of three investors in the business. No daily involvement in running the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-03 |
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