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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-23 |
| UT | RA | APPROVED | 2018-08-23 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
Bountiful, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Salt Lake City | UT | 03/2008 | 08/2018 |
| Ameriprise Financial Services Inc | Salt Lake City | UT | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Real Estate Ownership; condo; 4000 Canyons Resort Drive, , Park City, UT, 84098; Not Investment-Related; 03/01/2018 / condo; 12080 E Big Cottonwood Canyon Road ESW #303, , Brighton, UT, 84121; Not Investment-Related; 05/05/2021.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-23 |
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