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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-11-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bismarck | ND | 09/1999 | 05/2023 |
| Raymond James Financial Services Advisors, Inc | Bismarck | ND | 01/2009 | 05/2023 |
| P. Winbauer Investments, Inc. | Bismarck | ND | 11/2006 | 05/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 06/2023 | 08/2023 |
| Securian Financial Services Inc. | St. Paul | MN | 06/2023 | 08/2023 |
| Securian Financial Advisors Nd | Mandan | ND | 06/2023 | 11/2025 |
| Cetera Wealth Services, Llc | Mandan | ND | 08/2023 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 11/2025 |
| Lpl Financial Llc | Bismarck | ND | 11/2025 | Present |
| Starion Bank | Bismarck | ND | 11/2025 | Present |
1 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Starion Investment Services - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-22 |
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