Michael Robert Ward

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 11/2018
  Barnard Wealth Management, Inc
  Scottsdale, AZ
• 01/2022 → 05/2024
  Bfc Planning, Inc.
  Scottsdale, AZ
• 11/2012 → 05/2024
  Berthel, Fisher & Company Financial Services, Inc.
  Scottsdale, AZ
• 05/2024 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2022-01-05 → 2024-05-01
  Bfc Planning, Inc.
  Cedar Rapids, IA
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) 04/2024 - Frank Financial Concepts, INC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 0hrs/month - 1% time spent 2) 07/05/2024 - CREATIVEONE, CRUMP, SENIOR MARKET SALES AND ROGERS BENEFIT GROUP - Non-Variable Insurance - Inv. Related - At Reported Business Location(s) - Agent Selling Insurance- Start Date 06/12/2024 - 5hrs/month 3) 03/10/2026 - Pivotal Wealth Solutions, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 10 hours per month/ 5 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2021-10-23

Designations

• Certified Financial Planner