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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-11-18
TX RA APPROVED 2019-11-14
  • NJ RA
    APPROVED
    Since 2019-11-18
  • TX RA
    APPROVED
    Since 2019-11-14

Branch Locations

830 Broad Street Suite 5, Shrewsbury, NJ 07702 • United States

Whiting, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Shrewsbury NJ 03/2000 11/2019
Raymond James Financial Services, Inc. Shrewsbury NJ 11/2019 Present
Raymond James Financial Services Advisors, Inc. Shrewsbury NJ 11/2019 Present
Previous Registrations
Other Businesses

1) THE CUTRUPI GROUP, NON-INVESTMENT RELATED, DBA NAME/SUPPORT COMPANY, SHREWSBURY, NJ, ADVISOR, STARTED 11/2019, 0 HOURS DEVOTED, 0 HOURS DEVOTED DURING TRADING HOURS, DBA NAME/SUPPORT COMPANY FOR FINANCIAL SERVICES BUSINESS. 2.)Name of Business : The Cutrupi Group LLC Address: 830 Broad St Fl 2,Shrewsbury, NJ Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 11/14/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: Wealth Management Associate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-29
S63 Uniform Securities Agent State Law Examination 2000-06-16
  • S65 Uniform Investment Adviser Law Examination
    2000-06-29
  • S63 Uniform Securities Agent State Law Examination
    2000-06-16

View on SEC IAPD

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