Dale Frederick Cors

Employer firm

Sax Wealth Advisors, LLC CRD 119193

$3.60B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Cors Financial Planning
  San Diego, CA
• 09/2025 → Present
  Sax Wealth Advisors, Llc
  Parsippany, NJ

Previous Registrations

• 2016-09-06 → 2026-02-08
  Cors Financial Planning
  San Diego, CA
• 1997-07-08 → 2016-08-18
  Cetera Wealth Services, Llc
  San Diego, CA
  San Diego, CA

Other Businesses

Mr. Cors is a licensed insurance agent, not investment related. Insurance business is performed at 16935 W. Bernardo Dr., Suite 227, San Diego, CA 92127. The hours devoted to this activity each month can range from 0 - 5, all of which can occur during trading hours. This activity started in 1994.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-10-11

Other Names

• Dale Fredrick Cors