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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2013-11-15
TX RA APPROVED 2011-10-10
OK RA APPROVED 2009-01-02
  • NM RA
    APPROVED
    Since 2013-11-15
  • TX RA
    APPROVED
    Since 2011-10-10
  • OK RA
    APPROVED
    Since 2009-01-02

Branch Locations

13158 N Macarthur Blvd, Oklahoma City, OK 73142 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Oklahoma City OK 11/2006 Present
Raymond James Financial Services Advisors, Inc Oklahoma City OK 01/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: Chanaberry Investments, Llc Address: 13158 N MacArthur Blvd Okc OK 73142, Oklahoma City, OK, 73172, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/03/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC owns my office bldg. I am the sole investor. This is the office building for my support company. (2)Name of Business: Rimmer Retirement Advisors Address: 13158 N Macarthur Blvd, Oklahoma City, OK, 73142, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/03/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-10
S63 Uniform Securities Agent State Law Examination 1983-12-29
  • S65 Uniform Investment Adviser Law Examination
    2006-05-10
  • S63 Uniform Securities Agent State Law Examination
    1983-12-29
Other Names
  • Steve Rimmer

View on SEC IAPD

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