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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-30 |
| TX | RA | APPROVED_RES | 2017-03-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toms River | NJ | 08/1985 | 03/2017 |
| Morgan Stanley Smith Barney Llc | Toms River | NJ | 03/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-26 |
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