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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| NV | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Reno | NV | 07/1993 | Present |
| Morgan Stanley Smith Barney | Reno | NV | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
PRIVATE COMPANY= 536 WINDMEADOWS LLC- 0 HOURS BEFORE AND AFTER BUSINESS.EFFECTIVE 01/2015 *529105 -Lending; Investment related: Yes; Reno, Nevada; 11/2022; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-30 |
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