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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2012-06-08 |
| TX | RA | APPROVED | 2012-02-17 |
Branch Locations
9442 Capital Of Tx Hwy N Suite 680, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Austin | TX | 10/2011 | Present |
| Park Avenue Securities | Austin | TX | 01/2012 | Present |
1. Independent Insurance Agent Independent Agent representing various Insurance/Annuity carriers for individual life and health sales. Start: 07/01/1977 Address: 8911 N. Capital of Texas Hwy, Suite 2100 Austin, Texas 78759 40 non bus hrs per month Investment related >10% annual compensation 2. Moderator for an Insurance Class at a local University Moderate an insurance class two day a week for a semester at a local university(Hutson-Tillotson) Start: 04/22/2019 Address: Hutson-Tillotson University Austin, Texas Hrs per month - tot/bus: 10/1 Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-29 |
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