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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-09-07 |
Branch Locations
1347 Dominion Plaza, Tyler, TX 75703-1013 • United States
Tyler, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Tyler | TX | 03/2008 | Present |
(1) CHRIST EPISCOPAL CHURCH; ADDRESS: 118 SOUTH BOIS D'ARC TYLER, TX 75702; BUSINESS DESCRIPTION: ENDOWMENT FUND; NOT INVESTMENT RELATED; START DATE: 01/01/2010; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: INVESTMENT COMMITTEE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; (2) KAVEEDI INVESTMENTS LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: LLC; NOT INVESTMENT RELATED; START DATE: 04/30/2018; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (3) NAME OF ENTITY: STONEGATE HOA ADDRESS: 2040 Stonegate Valley Drive, Tyler, TX 75703 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: HOA CAPACITY: Other START DATE: 12/16/22 DUTIES: OFFER INPUT TO THE COMMITTEE CHAIRMAN WHO THEN REPORTS HIS FINDINGS TO THE HOA BOARD HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-29 |
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