James Lentz Erb

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1983 → Present
  Northwestern Mutual Life
  Milwaukee, WI
• 11/1983 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 05/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2002-01-25 → 2006-01-31
  Network Planning Advisors, L.L.C.
  Tampa, FL

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. Investment related, 100% Owner of investment property, Gulf Blvd Indian Rocks FL, Start 2/3/2004. 3. 50% OWNER, JH NB LLC, 3717 WEST N B ST., TAMPA, , FLORIDA, 33609, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/25/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OPERATING AND OWNING REAL ESTATE BUILDING FOR MY OFFICE AND PERHAPS PART RENTAL 4. OWNER, NB STREET, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/18/2019, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, NB MANAGEMENT, LLC, LEGAL ENTITY, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. 50% OWNER, EBBSERB LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/14/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, IT OWNS A BOAT FOR PRIVATE USE, non investment related.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-31
• S63 Uniform Securities Agent State Law Examination
  1999-08-30

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jim Erb
• James Lentz Jr Erb
• Jim Erb