Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-12-22 |
| KY | RA | APPROVED | 2004-01-06 |
| TX | RA | APPROVED_RES | 2002-12-09 |
Branch Locations
500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States
Petoskey, MI • United States
Prospect, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Louisville | KY | 06/1989 | Present |
1) JEWISH HERITAGE FOUNDATION FOR EXCELLENCE / LIBERTY STREET LOUISVILLE,KENTUCKY 40202 / FOUNDATION/ HEALTH CARE & PHARMACEUTICALS / GIVE MONEY AWAY / TRUSTEE / / I SERVE AS CHAIRMAN OF INVESTMENT COMMITTEE, COMPENSATION COMMITTEE AND SIT ON STRATEGIC PLANNING COMMITTEE / START DATE 12/31/11 / 10 PER MONTH 2) Name of Business: Bay Harbor Yacht Club./ Address; 4300 Vista Drive Bay Harbor MichiganUnited States 49770./ Investment Related: No./ Nature: social club./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: member of the finance committee./ Start Date:1/1/2023./ Time Required; Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-29 |
Reach out to this advisor