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David Leon Pollock

D.A. Davidson & Co.

Spokane, WA

Coeur D'ALene, ID

Bend, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-01
OR RA APPROVED 2021-10-04
WA RA APPROVED 2006-03-09
  • TX RA
    APPROVED_RES
    Since 2026-04-01
  • OR RA
    APPROVED
    Since 2021-10-04
  • WA RA
    APPROVED
    Since 2006-03-09

Branch Locations

601 W. Main Ave Suite 1300, Spokane, WA 99201 • United States

1812 N Lakewood Drive Suite 200, Coeur D'ALene, ID 83814 • United States

360 Sw Bond Street Suite 300, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Bend OR 03/2006 Present
Previous Registrations
  • 2002-10-18 → 2006-03-16
    Wells Fargo Investments, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Shoreline, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Bainbridge Island, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-09
S63 Uniform Securities Agent State Law Examination 1984-01-16
  • S65 Uniform Investment Adviser Law Examination
    1998-02-09
  • S63 Uniform Securities Agent State Law Examination
    1984-01-16
Other Names
  • Dave Pollock

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
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OSAIC ADVISORY SERVICES, LLC · Spokane, WA

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