Gene Taylor Hiser

Current Employers

Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-05-10

IL RA
APPROVED

Since 2018-05-10

Branch Locations

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Hoffman Estates	IL	01/2012	Present
Sequoia Wealth Management, Llc	Hoffman Estates	IL	03/2018	Present

01/2012 → Present

Lpl Financial

Hoffman Estates, IL
03/2018 → Present

Sequoia Wealth Management, Llc

Hoffman Estates, IL

Previous Registrations

2001-05-21 → 2010-09-30

Securian Financial Services, Inc.

Schaumburg, IL

Schaumburg, IL

Other Businesses

LPL FINANCIAL BROKER DEALER REGISTERED REP SINCE 01/2012 INVESTMENT RELATED INSURANCE LICENSED - LIFE AND HEALTH CHICAGO BASEBALL CANCER CHARITIES EXECUTIVE COMMITTEE MEMBER SINCE 04/2014 NOT INVESTMENT RELATED FRIENDS OF HE PARKS, HOFFMAN ESTATES PARK DISTRICT FOUNDATION SINCE 04/2014 TRUSTEE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-11
S63	Uniform Securities Agent State Law Examination	1991-10-21

S65 Uniform Investment Adviser Law Examination

1999-05-11
S63 Uniform Securities Agent State Law Examination

1991-10-21

Other Names

Gene Taylor Hiser

View on SEC IAPD

Current Employers

Sequoia Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews