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3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-13 |
| WA | RA | APPROVED | 2023-12-07 |
Branch Locations
3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-03-01 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
3312 Rosedale Street Nw Suite 201, Gig Harbor, WA 98335 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nwam Llc Dba Northwest Asset Management | Mercer Island | WA | 02/2014 | Present |
| Sowell Management | Gig Harbor | WA | 03/2021 | Present |
| Lighthouse Wealth Strategies | Gig Harbor | WA | 12/2023 | Present |
1. SUKAI, LLC WHERE HE IS PARTNER OWNERSHIP OF A YACHT. THIS TAKES NO MARKET HOURS' TIME. 2. ARK INSTITUTE FOR LEARNING, A NON-PROFIT SCHOOL WHERE HE IS A BOARD MEMBER. THIS TAKES 4 OR LESS MARKET HOURS PER MONTH. 3. Sowell Management Services, Dual registered. Provides investment advisory services to clients through the RIA, Sowell Management Services. To avoid a potential conflict of interest with clients and potential clients, this relationship and registration with Sowell Management Services is disclosed. Mr. Randall spends approximately 40 hours a week regarding Sowell Management Services related business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-20 |
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