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Current Employers
Lighthouse Wealth Strategies, Llc

3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-13
WA RA APPROVED 2023-12-07
  • CA RA
    APPROVED
    Since 2026-03-13
  • WA RA
    APPROVED
    Since 2023-12-07

Branch Locations

3312 Rosedale St Suite 201, Gig Harbor, WA 98335 • United States

Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-03-01
  • WA RA
    APPROVED
    Since 2021-03-01

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

3312 Rosedale Street Nw Suite 201, Gig Harbor, WA 98335 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nwam Llc Dba Northwest Asset Management Mercer Island WA 02/2014 Present
Sowell Management Gig Harbor WA 03/2021 Present
Lighthouse Wealth Strategies Gig Harbor WA 12/2023 Present
  • 02/2014 → Present
    Nwam Llc Dba Northwest Asset Management
    Mercer Island, WA
  • 03/2021 → Present
    Gig Harbor, WA
  • 12/2023 → Present
    Lighthouse Wealth Strategies
    Gig Harbor, WA
Previous Registrations
Other Businesses

1. SUKAI, LLC WHERE HE IS PARTNER OWNERSHIP OF A YACHT. THIS TAKES NO MARKET HOURS' TIME. 2. ARK INSTITUTE FOR LEARNING, A NON-PROFIT SCHOOL WHERE HE IS A BOARD MEMBER. THIS TAKES 4 OR LESS MARKET HOURS PER MONTH. 3. Sowell Management Services, Dual registered. Provides investment advisory services to clients through the RIA, Sowell Management Services. To avoid a potential conflict of interest with clients and potential clients, this relationship and registration with Sowell Management Services is disclosed. Mr. Randall spends approximately 40 hours a week regarding Sowell Management Services related business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-13
S63 Uniform Securities Agent State Law Examination 1983-12-20
  • S65 Uniform Investment Adviser Law Examination
    2002-02-13
  • S63 Uniform Securities Agent State Law Examination
    1983-12-20

View on SEC IAPD

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