Patrick Stephen Williams

Current Employers

Employment History

• 12/2002 → Present
  Washington Square Securities, Inc
  Minnetonka, MN
• 10/2017 → Present
  Kestra Advisory Services, Llc
  Palm Beach Garden, FL
• 01/2006 → Present
  Kestra Investment Services, Llc
  Palm Beach Garden, FL

Other Businesses

Business Name: Honda Ambassadors Investment Related: No Address: 631 US Hwy One Suite 410 North Palm Beach FL 33418 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member Start Date: 10/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial contribution of $2,500 personally Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Global PNF, Inc dba Williams Group Investment Related: Yes Address: 4440 PGA Blvd Suite 600 Palm Beach Gardens FL 33410 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 1/1/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Marketing Business Name: Cartoons for Sale Investment Related: No Address: 4440 Pga Blvd, Ste 600 Palm Beach Gardens FL 33410 Nature of Business: Other Other/None of the Above I create cartoons for marketing purposes Position, Title or Relationship: President Start Date: 10/14/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I create cartoons for marketing purposes Business Name: OneVision Analytics, LLC Investment Related: No Address: 4440 Pga Blvd, Ste 600 Palm Beach Gardens FL 33410 Nature of Business: Consulting Position, Title or Relationship: Consultant/President Start Date: 9/30/2021 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Manage relationships, establish goals, manage process, create ecosystem, Business Name: FIDUCIARY IN A BOX POSITION: Co Founder NATURE: SaaS Technology INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/16/2023 ADDRESS: 286 Broad Street, Red Bank NJ 07701 DESCRIPTION: Business development

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-31
• S63 Uniform Securities Agent State Law Examination
  1985-05-03

Other Names

• Pat Stephen Williams
• Patrick Stephan Williams