Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-28 |
| TX | RA | APPROVED | 2021-07-28 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
135 S State College Blvd Ste 550, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brea | CA | 11/1990 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 07/2021 | Present |
LYONS-SMITH FAMILY FOUNDATION, INV RELATED, DIAMOND BAR, CA, VICE PRESIDENT, START 7/14/2011, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, MAKING CHARITABLE CONTRIBUTIONS.; RENTAL PROPERTY, INVT RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP, START 5/9/2005, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, REDLANDS, CA, START: 10/06/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-30 |
Reach out to this advisor