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W Walter Booth

Folger Nolan Fleming Douglas Incorporated

Washington, DC

Washington, DC

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Current Employers
Folger Nolan Fleming Douglas Incorporated

725 15Th Street Nw, Washington, DC 20005-2109 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-01
VA RA APPROVED 2022-09-22
  • DC RA
    APPROVED
    Since 2025-01-01
  • VA RA
    APPROVED
    Since 2022-09-22

Branch Locations

725 15Th Street N.W. 2Nd Floor, Suite 200, Washington, DC 20005-2109 • UNITED STATES

725 15Th Street Nw, Washington, DC 20005-2109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Washington DC 01/2008 Present
Morgan Stanley Smith Barney Washington DC 06/2009 Present
  • 01/2008 → Present
    Morgan Stanley & Co., Incorporated
    Washington, DC
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Washington, DC
Previous Registrations
  • 2009-06-01 → 2013-08-06
    Morgan Stanley
    Washington, DC
  • 2008-02-04 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2003-07-01 → 2008-01-22
    Wells Fargo Clearing Services, Llc
    Washington, DC
    Washington, DC
  • 2000-08-21 → 2003-07-01
    Prudential Equity Group, Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-30
S63 Uniform Securities Agent State Law Examination 1983-12-02
  • S65 Uniform Investment Adviser Law Examination
    1996-08-30
  • S63 Uniform Securities Agent State Law Examination
    1983-12-02
Other Names
  • W Walter Booth
  • Walter Booth
  • W Walter Booth
  • W Walter Booth Sr.

View on SEC IAPD

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C5 CAPITAL USA LLC · WASHINGTON, DC
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