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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-09 |
| CA | RA | APPROVED | 2010-04-29 |
Branch Locations
74245 Highway 111 Suite 200, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Palm Desert | CA | 04/2010 | Present |
1. Mary Beth Lacy Inc.; 738 Agave Ln, Palm Desert, CA 92260; Public Relations; Co-Owner & Corporate Officer of Public Relations; 05/31/2010; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-20 |
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