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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-05
  • TX RA
    APPROVED_RES
    Since 2011-05-05

Branch Locations

2425 E Camelback Rd Ste 1050, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scottsdale AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR PARENTS; INV RELATED; SCOTTSDALE, AZ; START: 9/17/18; 20 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; PHOENIX,AZ; 100% OWNERSHIP WITH SPOUSE; START DATE 08/01/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. Michael Hennesy Pump Services Consulting LLC; Investment related; Phoenix; Az; Water and wastewater treatment plant consulting; 50% Ownership; Start date 01/02/2026; 1 hrs per month; Zero During Trading; THE PVB REVOCABLE TRUST; INV RELATED;PHOENIX,AZ; TRUSTEE/CO-TRUSTEE; START DATE: 05/15/2026; 30 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-27
  • S63 Uniform Securities Agent State Law Examination
    2001-06-27
Other Names
  • Lori Carolyn Vanbenshoten
  • Lori Carolyn Vanbenschoten
  • Lori Carolyn Mckirgan

View on SEC IAPD

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