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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2010-03-01
  • TN RA
    APPROVED
    Since 2010-03-01

Branch Locations

1660 Westgate Cir, Brentwood, TN 37027 • United States

6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States

3100 West End Ave 5Th Fl, Nashville, TN 37203 • United States

5415 Maryland Way, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Nashville TN 02/2010 11/2016
Wells Fargo Clearing Services, Llc Nashville TN 11/2016 Present
Previous Registrations
  • 2004-02-02 → 2010-02-26
    Brentwood, TN
    Brentwood, TN
    Brentwood, TN
    Brentwood, TN
    Franklin, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-22
S63 Uniform Securities Agent State Law Examination 1983-12-01
  • S65 Uniform Investment Adviser Law Examination
    1996-05-22
  • S63 Uniform Securities Agent State Law Examination
    1983-12-01

View on SEC IAPD

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