Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-28 |
| WA | RA | APPROVED | 2009-09-11 |
Branch Locations
One Fifth Street Suite 300, Wenatchee, WA 98801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Wenatchee | WA | 09/2009 | Present |
1. WASHINGTON STATE OF LICENSING; NOTARY PUBLIC; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED 2. Rental Property; 4136 eels Rd, Cashmere, WA 98815; rented the studio apartment in our basement; Property owner/landlord; 11/01/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 3. Lucerne Property Management LLC; 200 Pine Street Manson, WA 98831; To own, maintain, manage and rent a piece of real estate in Lucerne, WA; Member; no duties; 09/15/2025; 10hrs/yr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-20 |
Reach out to this advisor