Ronald Harvey Hunt

Current Employers

Hunt Wealth Management

1001 Galaxy Way Suite 203, Concord, CA 94520 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-07-17

CA RA
APPROVED

Since 2017-07-17

Branch Locations

1001 Galaxy Way Suite 203, Concord, CA 94520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Concert Wealth Management, Inc.	San Jose	CA	04/2009	12/2017
Sowell Financial Services, Llc	North Little Rock	AR	12/2016	07/2017
Hunt Wealth Management	Walnut Creek	CA	07/2017	Present

04/2009 → 12/2017

Concert Wealth Management, Inc.

San Jose, CA
12/2016 → 07/2017

Sowell Financial Services, Llc

North Little Rock, AR
07/2017 → Present

Hunt Wealth Management

Walnut Creek, CA

Previous Registrations

2009-04-17 → 2017-12-15

Concert Wealth Management

San Jose, CA

Walnut Creek, CA
2017-07-19 → 2017-08-22

Sowell Management

Walnut Creek, CA

North Little Rock, AR
2016-09-19 → 2017-06-13

Sowell Management

Walnut Creek, CA

North Little Rock, AR
1997-07-08 → 2009-04-09

Citigroup Global Markets Inc.

Walnut Creek, CA

Walnut Creek, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-22
S63	Uniform Securities Agent State Law Examination	1983-12-06

S65 Uniform Investment Adviser Law Examination

1992-04-22
S63 Uniform Securities Agent State Law Examination

1983-12-06

View on SEC IAPD

Current Employers

Hunt Wealth Management

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews