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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-01
WA RA APPROVED 2021-12-02
  • TX RA
    APPROVED_RES
    Since 2026-04-01
  • WA RA
    APPROVED
    Since 2021-12-02

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Edmonds, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 09/2016 11/2020
Securities America, Inc. Seattle WA 11/2020 11/2021
Securities America Advisors, Inc. Seattle WA 11/2020 11/2021
D.A. Davidson & Co. Seattle WA 12/2021 Present
  • 09/2016 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 11/2021
    Securities America, Inc.
    Seattle, WA
  • 11/2020 → 11/2021
    Securities America Advisors, Inc.
    Seattle, WA
  • 12/2021 → Present
    Seattle, WA
Previous Registrations
  • 2020-11-06 → 2021-11-22
    Securities America Advisors, Inc.
    Seattle, WA
  • 2017-01-31 → 2020-11-06
    Kms Financial Services, Inc.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-31
S63 Uniform Securities Agent State Law Examination 1984-02-06
  • S66 Uniform Combined State Law Examination
    2017-01-31
  • S63 Uniform Securities Agent State Law Examination
    1984-02-06

View on SEC IAPD

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