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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-21
AL RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2026-07-21
  • AL RA
    APPROVED
    Since 2015-07-07

Branch Locations

800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Birmingham AL 07/2015 Present
Previous Registrations
  • 2005-04-22 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
Other Businesses

1. Rhett Family Partnership; 3322 West End Ave. Suite 620 Nashville TN 37203; Triple net leasing real estate and farming; Limited Partner; 02/03/1997; 3.00hrs/year; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-15
  • S63 Uniform Securities Agent State Law Examination
    1984-03-15

View on SEC IAPD

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