James Francis Marshall

Employer firm

Spectrum Investment Advisors, Inc. CRD 108669

$1.06B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Spectrum Investment Advisors, Inc.
  Mequon, WI

Other Businesses

Spectrum Investment Center, LLC; investment-related; 6328 West Mequon Road, Mequon, WI 53092 ; real estate rental; LLC Manager and Member; 10/26/2010; 1 hour per month; 1 hour per month during securities trading hours; attend meetings occasionally to participate in general business decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-17
• S63 Uniform Securities Agent State Law Examination
  1984-05-25