Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-03-12
  • IL RA
    APPROVED
    Since 2007-03-12

Branch Locations

303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Barrington IL 03/2007 Present
  • 03/2007 → Present
    Ubs Financial
    Barrington, IL
Previous Registrations
Other Businesses

1. 3965 Polodoro Circle, Unit 204 Cape Coral, FL 33909-5140, Rental Property, Proprietor / owner, I am simply the owner of the condo. Oversee the local manager who selects the tenants and collects the rents, start date-12/1/2018, Cape CoralFL United States-33909-5140.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-28
S63 Uniform Securities Agent State Law Examination 1984-03-13
  • S65 Uniform Investment Adviser Law Examination
    1993-01-28
  • S63 Uniform Securities Agent State Law Examination
    1984-03-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Barrington, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor