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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-03-12 |
Branch Locations
303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial | Barrington | IL | 03/2007 | Present |
1. 3965 Polodoro Circle, Unit 204 Cape Coral, FL 33909-5140, Rental Property, Proprietor / owner, I am simply the owner of the condo. Oversee the local manager who selects the tenants and collects the rents, start date-12/1/2018, Cape CoralFL United States-33909-5140.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-13 |
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