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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-01-02 |
Branch Locations
3237 Berlin Turnpike, Newington, CT 06111 • United States
75 State Street, Boston, MA 02109 • United States
105 Meriden Road, Waterbury, CT 06705 • United States
1221 Silas Deane Highway, Wethersfield, CT 06109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Colchester | CT | 10/2013 | 11/2016 |
| Citizens Securities, Inc | Manchester | CT | 03/2017 | 12/2018 |
| Colchester Board Of Finance | Colchester | CT | 01/2016 | 11/2021 |
| Santander Bank, Na | Boston | MA | 12/2018 | Present |
| Santander Securities, Llc | Dorchester | MA | 08/2018 | 11/2022 |
| Santander Securities, Llc | Dorchester | MA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-07 |
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