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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-05
CT RA APPROVED 2023-06-30
  • FL RA
    APPROVED
    Since 2023-07-05
  • CT RA
    APPROVED
    Since 2023-06-30

Branch Locations

944 Main St Unit 1, Newington, CT 06111 • United States

Cape Coral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newington Financial Dba Jackson Hewitt Newington CT 11/2005 Present
Ct Insurance Exchange Newington CT 07/2005 07/2019
Sjl Financial Dba Jackson Hewitt Meriden CT 10/2008 Present
Capital Financial Services, Inc Minot ND 05/2014 07/2019
Sagepoint Financial, Inc. Newington CT 07/2019 06/2023
Lpl Financial Llc Ft. Myers FL 06/2023 Present
  • 11/2005 → Present
    Newington Financial Dba Jackson Hewitt
    Newington, CT
  • 07/2005 → 07/2019
    Ct Insurance Exchange
    Newington, CT
  • 10/2008 → Present
    Sjl Financial Dba Jackson Hewitt
    Meriden, CT
  • 05/2014 → 07/2019
    Capital Financial Services, Inc
    Minot, ND
  • 07/2019 → 06/2023
    Sagepoint Financial, Inc.
    Newington, CT
  • 06/2023 → Present
    Ft. Myers, FL
Previous Registrations
  • 2019-07-19 → 2023-06-29
    Osaic Services, Inc.
    Cape Coral, FL
    Newington, CT
    Bedford, NH
    Cape Coral, FL
    Newington, CT
    Newington, CT
    Newington, CT
    Newington, CT
    Cape Coral, FL
  • 2017-01-03 → 2019-07-22
    Capital Financial Services, Inc.
    Bedford, NH
    Newington, CT
    Cape Coral, FL
Other Businesses

1) 06/23/2023 - Newington Financial LLC -Business Entity For Tax/Investment Purposes Only - East Hartford and Meriden, CT -Not Investment related - 8 Hours per month/ 1 hour during trading - Start date 12/8/2005 2) 06/23/2023 - SJL Financial LLC - Business Entity For Tax/Investment Purposes Only - East Hartford and Meriden, CT - Not investment related - 8 Hours per month - Start date 12/8/2005 3) 06/23/2023 - Jackson Hewitt Tax Service - Tax Prep/Accounting/CPA - Oversee tax offices - East Hartford and Meriden, CT -Not Investment related - 8 Hours per month/ 1 hour during trading - Start date 12/8/2005 4) 06/05/2025 - HEDBERG WEALTH MANGEMENT - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 06/05/2025 - 40 Hrs/Mth/ During Trading. 5) 01/20/2026 - Avaella Capital LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/08/2025 - 0 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-07
S63 Uniform Securities Agent State Law Examination 2000-05-11
  • S65 Uniform Investment Adviser Law Examination
    2016-12-07
  • S63 Uniform Securities Agent State Law Examination
    2000-05-11

View on SEC IAPD

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