Michael Luke Wholehan

Current Employers

Employment History

• 06/1987 → 10/2022
  Wholehan Marketing Assoc Inc
  Toledo, OH
• 08/2009 → 07/2024
  Sigma Financial Corporation
  Ann Arbor, MI
• 08/2009 → 07/2024
  Sigma Planning Corporation
  Ann Arbor, MI
• 07/2024 → Present
  Osaic Wealth, Inc.
  Toledo, OH

Previous Registrations

• 2009-09-02 → 2024-07-22
  Spc
  Toledo, OH
  Ann Arbor, MI
  Toledo, OH
• 2006-10-10 → 2009-08-31
  Waterstone Financial Group, Inc.
  Boston, MA
  Toledo, OH
• 2003-11-14 → 2005-12-31
  Fsc Securities Corporation
  Toledo, OH
• 2002-02-19 → 2003-11-14
  Intervest International, Inc.
  Toledo, OH

Other Businesses

1. WHOLEHAN & ASSOCIATES; SALE OF LIFE INSURANCE TO INCLUDE LONG TERM CARE, FIXED ANNUITIES, DISABILITY INSURANCE. 2. Wholehan & Associates dba Wholehan Wealth Advisors, 1645 Indian Wood Circle Suite 102, Maumee, OH 43537, United States. Wholehan Wealth Advisors offers securities business through Sigma Financial Corporation. Start date: 5/12/21, approx. 120 hrs/mo, all during mkt hrs. INV REL: Y 3. Majority member/owner of EZ Shade LLC, a lighting fixture company located in Toledo, OH. Other member/owner is my son. I serve as CFO, act in an advisory capacity and am responsible for accounting and bill paying. Start date: Ownership role started 7/5/23, approx. 8 hrs/mo, none during mkt hrs. INV REL: N 4. TRADITION SQUARE HOLDING LLC POSITION: Owner/Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 1645 Indian Wood Circle, Maumee OH 43537, United States DESCRIPTION: Accounting 5. WHOLEHAN & ASSOCIATES DBA WHOLEHAN WEALTH ADVISORS POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/1987 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Wholehan & Associates dba Wholehan Wealth AdvisorsI offer investment products through Sigma Financial Corporation as and providefinancial and investment advisory services. I utilize third-party asset managers (TAMPs) to manage a client's investment portfolio. After gathering information about each client's financial situation and objectives, I may recommend a specific TAMP or investment program based upon their performance, methods of analysis, fees, or the client's financial needs, investment goals, risk tolerance, and/or investment objectives. I periodically monitor the TAMPs performance to ensure its management and investment styles remain aligned with the client's investment objectives and goals.??

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-14

Designations

Other Names

• Mike Wholehan