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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-14
  • CA RA
    APPROVED
    Since 2017-02-14

Branch Locations

22954 El Toro Road, Lake Forest, CA 92630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Lake Forest CA 09/1990 Present
Other Businesses

DALE WOOD POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1990 ADDRESS: 22954 el toro road, lake forest CA 92675, United States DESCRIPTION: offer fixed & variable annuity insurance, fixed life

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-19
  • S63 Uniform Securities Agent State Law Examination
    1984-10-19
Designations
Other Names
  • Dale Alison Reeve
  • Dale Alison Wood

View on SEC IAPD

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