Alan Jeffery Kasser

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Financial Advisers Of America
  Carlsbad, CA
• 05/2013 → Present
  J.W. Cole Financial, Inc.
  Houston, TX
• 05/2013 → Present
  J. W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2010-10-26 → 2013-05-10
  Financial Advisers Of America, Llc
  Houston, TX
  Carlsbad, CA
  Carlsbad, CA
• 2008-05-29 → 2010-11-08
  Mml Investors Services, Llc
  Houston, TX

Other Businesses

KASSER INVESTMENT ADVISORS, LLC - BROKERAGE, MUTUAL FUND INSURANCE (LIFE, DISABILITY, LONG TERM CARE)

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-16
• S63 Uniform Securities Agent State Law Examination
  1984-01-06