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Richard Paul Kundracik

Cetera Investment Advisers LLC

Farmington Hls, MI

Parker, CO

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-19
TX RA APPROVED_RES 2024-07-16
MI RA APPROVED 2024-03-14
  • CO RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED_RES
    Since 2024-07-16
  • MI RA
    APPROVED
    Since 2024-03-14

Branch Locations

33533 W Twelve Mile Rd Suite 100, Farmington Hls, MI 48331 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wbi Investments Inc. Parker CO 04/2016 03/2024
Quasar Distributors, Llc Milwaukee WI 05/2016 12/2016
Foreside Fund Services, Llc Parker CO 01/2017 12/2019
Millington Securities, Inc. Red Bank NJ 01/2020 03/2024
Hartshorne Group Inc. Red Bank NJ 10/2020 03/2024
Cetera Investment Advisers Llc Farmington Hills MI 03/2024 Present
Cetera Investment Services Llc Saint Cloud MN 03/2024 Present
  • 04/2016 → 03/2024
    Wbi Investments Inc.
    Parker, CO
  • 05/2016 → 12/2016
    Quasar Distributors, Llc
    Milwaukee, WI
  • 01/2017 → 12/2019
    Foreside Fund Services, Llc
    Parker, CO
  • 01/2020 → 03/2024
    Millington Securities, Inc.
    Red Bank, NJ
  • 10/2020 → 03/2024
    Hartshorne Group Inc.
    Red Bank, NJ
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Farmington Hills, MI
  • 03/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
  • 2016-05-17 → 2024-03-20
    Wbi Investments, Llc
    Red Bank, NJ
  • 2020-10-07 → 2024-03-20
    Hartshorne Group, Llc
    Parker, CO
    Red Bank, NJ
  • 2010-11-01 → 2016-04-27
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
  • 2009-08-04 → 2010-10-07
    Wbi Investments, Llc
    Parker, CO
    Red Bank, NJ
  • 2006-09-07 → 2009-05-21
    Cetera Advisors Llc
    Denver, CO
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-08
S66 Uniform Combined State Law Examination 2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    2024-07-08
  • S66 Uniform Combined State Law Examination
    2004-10-12
Other Names
  • Rick Kundracik
  • Richard P Kundracik

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · FARMINGTON HLS, MI
CETERA INVESTMENT ADVISERS LLC · FARMINGTON HILLS, MI
ARMOR WEALTH STRATEGIES, LLC · FARMINGTON HILLS, MI
J.P. MORGAN SECURITIES LLC · FARMINGTON HILLS, MI
BERINGEA, LLC · FARMINGTON HILLS, MI
MORGAN STANLEY · Farmington Hills, MI
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