Richard Paul Kundracik

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2024
  Wbi Investments Inc.
  Parker, CO
• 05/2016 → 12/2016
  Quasar Distributors, Llc
  Milwaukee, WI
• 01/2017 → 12/2019
  Foreside Fund Services, Llc
  Parker, CO
• 01/2020 → 03/2024
  Millington Securities, Inc.
  Red Bank, NJ
• 10/2020 → 03/2024
  Hartshorne Group Inc.
  Red Bank, NJ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Farmington Hills, MI
• 03/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN

Previous Registrations

• 2016-05-17 → 2024-03-20
  Wbi Investments, Llc
  Red Bank, NJ
• 2020-10-07 → 2024-03-20
  Hartshorne Group, Llc
  Parker, CO
  Red Bank, NJ
• 2010-11-01 → 2016-04-27
  Fsc Securities Corporation
  Atlanta, GA
  Atlanta, GA
• 2009-08-04 → 2010-10-07
  Wbi Investments, Llc
  Parker, CO
  Red Bank, NJ
• 2006-09-07 → 2009-05-21
  Cetera Advisors Llc
  Denver, CO
  Greenwood Village, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-07-08
• S66 Uniform Combined State Law Examination
  2004-10-12

Other Names

• Rick Kundracik
• Richard P Kundracik