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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-06-29
  • MI RA
    APPROVED
    Since 2020-06-29

Branch Locations

33533 W Twelve Mile Rd Suite 100, Farmington Hls, MI 48331 • United States

South Lyon, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Southfield MI 08/2007 06/2019
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Farmington Hls MI 06/2020 Present
  • 08/2007 → 06/2019
    Foresters Financial Services
    Southfield, MI
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2020 → Present
    Farmington Hls, MI
Other Businesses

1. THRU MY LENS PHOTOGRAPHY, PHOTOGRAPHY, 100% OWNER, 5-15/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-22
S63 Uniform Securities Agent State Law Examination 2007-09-25
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2007-09-25

View on SEC IAPD

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