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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-14 |
| NE | RA | APPROVED | 2019-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Omaha | NE | 09/1983 | 06/2019 |
| Foresters Advisory Services | Ralston | NE | 07/2014 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Ralston | NE | 06/2019 | Present |
1) CROSS CATHOLIC ENDOWMENT COMMITTEE, PASSIVE MEMBER OF THE BOARD, OVERSIGHT, NO CONTROL OF INVESTMENTS, 4/HRS/YR. 2) PASSIVE MEMBER OF FINANCE COMMITTEE FOR ST MARY MAGDALENE, NO CONTROL OF INVESTMENTS, 4 TO 6 HRS/YR. 3) OWNER AND AFP OF OWM, INC; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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